perm filename CHAP7[4,KMC]22 blob
sn#091365 filedate 1974-03-11 generic text, type T, neo UTF8
00100 EVALUATION
00200
00300 The primary aim in constructing this model was to explore,
00400 clarify, develop, test and improve -all with a model- a theory having
00500 explanatory value. To satisfy this aim, the model must meet norms of
00600 internal consistency (systemicity) and norms of external
00700 correspondence with observation (testability). A secondary aim would
00800 involve pragmatic norms of application. These aims are not unrelated
00900 but the primary one is more fundamental since useful applications
01000 require some degree of consistency and correspondence to observation.
01100 As emphasized in Chapter 2, a model in the form of an
01200 algorithm consists of a structure of functions or procedures whose
01300 inner workings are sufficient to reproduce the outward symbolic
01400 behavior under consideration. The theory embodied in the model is
01500 revealed in the set of statements which illuminate the connections
01600 betweeen input and output, i.e. which describe how the structure
01700 reacts under various circumstances.
01800 What constitutes a satisfactory explanation has been treated
01900 in Chapter 2. The "fit" or correspondence with facts of observation
02000 as indicated by measurements and empirical tests indicating the
02100 degree of faithfulness of the reproduction, were described in Chapter
02200 6. Given that the model has met the above criteria, what does it as
02300 an artifact tell us about naturally-occurring paranoid processes?
02400 First, the model attempts to revisualize or reconceptualize
02500 the phenomena of paranoid disorders. It draws attention to factors
02600 (such as the scan for malevolence as protection against humiliation)
02700 which might not otherwise be attended to and which have therapeutic
02800 implications. Paranoid disorders are not viewed as first-order
02900 "diseases" but as a mode of processing symbols secondary to a primary
03000 disturbance. The patterns of linguistic paranoid behavior observed
03100 in an interview are produced by an underlying organized structure of
03200 rules and not by a variety of random and unconnected mechanical
03300 failures. Second, the underlying structure is posited to consist of
03400 an algorithm, an organization of symbol-processing strategies or
03500 procedures. Third, the model as an analogy indicates that to change
03600 this structure, its procedures must be accessible to reprogramming in
03700 the higher-level language of the algorithm. Finally, in the interests
03800 of a general conceptual reform, the model suggests that other types
03900 of psychopathologies might be viewed from a symbol-processing
04000 standpoint.
04100 Decision procedures for consensus acceptability of a model
04200 sometimes depend not so much on truth, an elusive state, as on
04300 whether a majority of the relevant expert community believes the
04400 theory or model to approximate truth to some unknown and unknowable
04500 degree and to be better than promising available alternatives, that
04600 is, to be the best we can do for the time being. A model is tenable
04700 as long as it is worth working with by improving it, extending it,
04800 devising experiments and tests to probe it, and applying it in
04900 contexts of practical action. Validation is ultimately a private
05000 experience of the individual. Empirical truth or falsity cannot be
05100 proven with certainty, but their presence can be assayed by some sort
05200 of critical assessment and deliberation. We can forgive models for
05300 being only nearly true. A theory or model may bring cognitive or
05400 pragmatic comfort, not because it is TRUE but because it is a
05500 workable and exciting possibility which represents an improvement
05600 over its contending rivals.
05700 Cognitive comfort is a type of intellectual satisfaction.
05800 Pragmatic comfort accrues from technically exploitable knowledge,i.e.
05900 applications which make things work the way humans want them to work
06000 efficiently in practical contexts of technological action. For the
06100 pragmatist, a model is a means to an end; for the theoretician, an
06200 explanatory model is an end in itself. It is hoped that this paranoid
06300 model can contribute to understanding one of the mysteries of human
06400 conduct, the paranoid mode. There remains the enigma of the paranoid
06500 "streak" which renders whole nations susceptible to ideological
06600 convictions in which Elsewhereans are believed to be malevolent
06700 oppressors.
06800 It is a truism of methodology textbooks that an infinite
06900 number of theories or models can account for the same data of
07000 observation. Without questioning whether "infinite" means
07100 indefinitely large or just more than one, we must allow for rival
07200 explanations. For a rival to be a live and tenable option, it should
07300 be truly alternative (i.e., not just a family version saying the same
07400 thing in a different way), and be confirmable or disconfirmable by
07500 tests.
07600 Prediction of new facts from a theory not only test a theory
07700 but provide useful information. Not all acceptable theories predict
07800 new facts, e.g. Copernicus'. Although I would maintain that faithful
07900 reproduction (fidelity as measured by indistinguishability along
08000 specific dimensions) is a proper and major test for the adequacy of
08100 simulation models, it would be a bonus if our model could satisfy the
08200 function of making possible new knowledge through prediction. The
08300 term "prediction" has a spectrum of meanings ranging from forecasts
08400 to prognoses to prophecies to precise point-predictions in time. To
08500 predict (and to postdict) from a theory or model is to derive and
08600 announce a fact prior to knowledge of its actual occurrence.
08700 However one needs knowledge of the kind of fact expected, the
08800 conditions which produce it and the circumstances under which it will
08900 occur. The interest in prediction may stem from a desire (1) to
09000 confirm or disconfirm a theory or model or (2) to obtain useful
09100 information about the future, as in weather forecasting. Celestial
09200 mechanics provides the ideal of accurate long-range predictions.
09300 But even astronomers, with the advantage of studying isolated and
09400 repetitive systems, have their troubles. In 1759 Halley's comet
09500 arrived four days later than predicted. In spite of our advanced
09600 20th century knowledge, a prediction made in 1962 was off by eight
09700 days, that is, twice as bad. (In fairness we must make allowances for
09800 the fact that great masses, distances and velocities are involved.
09900 Also comets defy Newton's law of gravity).
10000 Predictions of individual human behavior are severely limited
10100 by our restrictions of knowledge. For example, (1) sufficient
10200 knowledge of initial conditions may require that we know the whole
10300 past history of an individual (something not yet achieved for even a
10400 single person), (2) individuals do not remain isolated over the time
10500 stretch of the prediction; they interact with other individuals of an
10600 unknown nature, (3) since life is a fortuitous flux of chance
10700 intersections of independent causal chains, one would also have to be
10800 able to foresee events of the physical environment and its changes,
10900 (4) the process of observation needed to obtain information for
11000 predictions may have non-negligible and unforeseeable effects on the
11100 observed.
11200 In one sense our paranoid model makes moment-to-moment
11300 predictions and asserts new counterfactuals about behavior in a
11400 psychiatric interview. That is, if an interviewer says X under
11500 conditions Y, then the model's response will be characterized by
11600 z1...zn, and the same holds true for paranoid patients.
11700 Counterfactual prediction means that on the basis of observed
11800 behavior we are willing, with an inductive risk, to assume the
11900 presence of unobserved behavior potentials in a model's or patient's
12000 repertoire of capabilities.
12100 Predicting new kinds of events or properties, instead of
12200 kinds we are already familiar with, would represent a genuine bonus,
12300 indicating the model is more than ad hoc and has excess content. It
12400 would give both clinicians and investigators something to look for.
12500 This novelty could arise in two ways. First, the model might
12600 demonstrate a property of the paranoid mode hitherto unobserved
12700 clinically. In principle this could come about because the I-O
12800 behavior of the model is a consequence of a large number of
12900 interacting hypotheses and assumptions chosen initially to explain
13000 frequently observed phenomena. When the elements of such a complex
13100 conjunction interact with highly variable inputs they generate
13200 consequences in addition to those they were designed to explain.
13300 Whether any of these consequences are significant or characteristic
13400 of the paranoid mode remains a subject for future study.
13500 It is also possible that a new property of paranoia may be
13600 discovered in the clinical interview, although perhaps everything
13700 that can be said about paranoid dialogues has been said. If a new
13800 property were found, a search for it might be conducted in the
13900 model's behavior. If successful, this again would add to the model's
14000 acceptability.
14100 A second novelty might arise in the behavior of the model in
14200 some new situation. Since it is designed to simulate communicative
14300 behavior in an interview situation, the "new" circumstance would have
14400 to involve some new type of linguistic interaction to which the model
14500 is capable of responding. From its behavior one might then predict
14600 how paranoid patients would behave under similar circumstances. The
14700 requisite empirical tests and measures would show the degree of
14800 correspondence between patient and model behaviors.
14900 This possibility is of importance in considering emancipatory
15000 therapies for patients entangled in the quandaries of the paranoid
15100 mode. Since the model operates at a symbol processing level using
15200 natural language, it is this level at which linguistic and
15300 conceptual skills of clinicians can be applied. Language-based or
15400 semantic techniques do not seem very effective in the psychoses but
15500 they are useful in states of lesser severity. A wide range of new
15600 semantic techniques, including extremes, could be tried first on the
15700 model without subjecting patients to blind experimentation.
15800 While we have used the model principally to explore a theory
15900 and to study psychiatric judgements, its potential use as a training
16000 device has not escaped our reflections. Medical students and
16100 psychiatric residents need "disposable patients" to practice on
16200 without jeopardy (to either). A version of the paranoid model can
16300 display the changes in its inner states during an interview.
16400 Whether the optimal goal of interviewing (gathering relevant
16500 information without upsetting the patient) has been achieved, can
16600 thus be estimated. A beginning interviewer could practice in
16700 private or with a supervisor present. Many interviewers have reported
16800 that the model has a definite effect on them. The student can get
16900 the feel of the paranoid mode long before he interviews an actual
17000 patient. The effect of various interviewing styles might be
17100 studied and compared.
17200
17300 Although this simulation of paranoia covers a variety of
17400 phenomena, it is circumscribed in what it attempts to explain. The
17500 proffered explanation is local and restricted in that it accounts for
17600 only one type of symbol-processing mode. Past attempts at grand-
17700 scale explanations of all mental processes in all contexts have
17800 failed. A preferable strategy, successful in other sciences, is to
17900 build one circumscribed and tested theory or model at a time so that
18000 the field can gradually move forward a step at a time, each step
18100 gaining consensus before attempting the next.